For private families and individuals

Through our broker dealer, First Allied Securities, Inc., we work with any number of banks and financial institutions, maintaining custodial relationships, accounts directly held at mutual fund companies and insurance firms, or directly managed accounts.  Examples of firms we work with include:

• JP Morgan Clearing Corp, a division of JP Morgan

• Pershing, LLC, a subsidiary of the Bank of NY Mellon

We can also open accounts directly with any number of mutual fund companies including, but not limited to, the following fund families:

• Fidelity Investments Institutional Services Company, Inc.

• Franklin Templeton Investments of Franklin Resources, Inc.

• PIMCO of Allianz Global Investors Distributors, LLC.

• The Hartford Financial Services Group, Inc.

• American Funds of the Capital Group Companies

Finally, we have access to some well-known money managers.  If you are already working with a firm not listed above, we may be working with them as well.  Call us for information on other financial institutions that we have access to through First Allied Securities.

Products and accounts that can be analyzed, arranged, or purchased through our office for individuals include all of the following:

• managed money or asset-based managed accounts

• Both tax-advantaged and taxable accounts for individuals

• stocks and bonds

• mutual funds, index funds, and exchange-traded funds

• brokered CDs

• structured or principal protected products

• managed futures

• life and health insurance

• fixed and variable annuities

• limited partnerships

• educational savings accounts

For investment relationships we have established for corporate or institutional clients, click here. 

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Securities and advisory services offered through First Allied Securities, Inc. (Member FINRA/SIPC).